Understanding Fundamental Rights Impact Assessment (FRIA) under the EU AI Act

On March 13, 2024, the European Parliament passed the European Union Artificial Intelligence Act (EU AI Act), marking a significant step towards regulating AI while safeguarding fundamental rights and fostering innovation. Central to this legislation is the Fundamental Rights Impact Assessment (FRIA), a critical tool designed to evaluate and mitigate potential risks posed by high-risk AI systems. This blog provides a comprehensive overview of FRIA, detailing its scope, obligations, and procedural requirements under the EU AI Act.

What is FRIA?

The Fundamental Rights Impact Assessment (FRIA) under the EU AI Act aims to protect individuals’ fundamental rights from potential adverse impacts arising from the deployment of AI systems. It serves to identify specific risks to individuals or groups likely to be affected and prescribe preventive measures to mitigate these risks effectively.

Scope of High-Risk AI Systems Covered by FRIA

FRIA obligations apply to high-risk AI systems specified in Annex III of the EU AI Act. These include AI systems used in:

  • Biometrics
  • Educational and vocational training
  • Employment, workers management, and access to self-employment
  • Access to essential private and public services
  • Law enforcement
  • Migration, asylum, and border control management
  • Administration of justice and democratic processes

Certain high-risk AI systems, such as those used in critical infrastructure management and utilities supply, are exempted from FRIA requirements.

Who Needs to Conduct FRIA?

Under Article 27 of the EU AI Act, specific deployers are mandated to conduct FRIAs before deploying high-risk AI systems:

  • Bodies governed by public law: Includes entities established to serve the general interest, predominantly financed by public authorities, or under their supervision.
  • Private entities providing public services: Entities involved in delivering services like education, healthcare, and justice, which impact the public interest.
  • Deployers of specific high-risk AI systems: Includes systems for creditworthiness evaluation and risk assessment in life and health insurance.

When Should FRIA be Conducted?

FRIA must be conducted prior to the initial deployment of a high-risk AI system. Deployers may rely on existing assessments conducted by providers but must ensure these are updated to reflect current conditions if any assessed elements change.

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How to Conduct FRIA?

While the EU AI Act does not prescribe a specific methodology for FRIA, it mandates certain essential components:

  • Process Description: Outline how the AI system will be used in line with its intended purpose.
  • Usage Timeframe: Specify the duration and frequency of AI system use.
  • Affected Categories: Identify natural persons or groups likely to be impacted.
  • Risk Assessment: Evaluate specific risks of harm to identified categories.
  • Human Oversight: Describe measures for human oversight during AI system use.
  • Mitigation Measures: Outline internal governance and complaint mechanisms to address identified risks.

Complementary Assessments

FRIA complements Data Protection Impact Assessments (DPIA) conducted under GDPR Compliance or Directive (EU) 2016/680. Deployers may integrate DPIA results into FRIA where applicable, ensuring comprehensive compliance with both frameworks.

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Notification Requirements

Upon completion, deployers must notify relevant market surveillance authorities of FRIA outcomes, using a template questionnaire to be developed by the AI Office. Exceptions may apply in cases of public security, life and health protection, environmental conservation, or safeguarding industrial assets.

Conclusion

Navigating the requirements of Fundamental Rights Impact Assessment (FRIA) under the European Union Artificial Intelligence Act (EU AI Act) demands meticulous attention to detail and adherence to regulatory guidelines. By conducting thorough assessments, deployers can mitigate risks, uphold fundamental rights, and contribute to a responsible AI ecosystem. As AI technologies evolve, compliance with FRIA not only ensures legal adherence but also fosters public trust and sustainability in AI innovation across Europe.

Embrace FRIA as a proactive measure to harness AI’s potential while safeguarding fundamental rights in the digital age. For further guidance on implementing FRIA or navigating the EU AI Act, consult with legal experts or regulatory authorities to ensure comprehensive compliance and ethical AI deployment.